CTOs on the Move

Docupace Technologies, LLC pioneered and implemented Straight-Through Processing technology for financial services companies that help drive SEC/FINRA compliance. Docupace`s cybersecurity and document management and workflow solutions simplify the process of capturing, organizing, routing and accessing information for Broker-Dealers and Registered Investment Advisors (RIAs) that, under new government regulations, must keep thorough, secure records of documents that explain how they formulated recommendations that are in the best interests of investors. Docupace`s innovative products have been proven to significantly reduce not-in-good-order (NIGO) conditions on document processing submissions for financial services companies.